Compliance Documentation


With the increasing focus on the protection of confidential information and regulation compliance, examiners have been especially focused on vendor compliance and due diligence. The NCUA, FDIC, OCC, OTS and FFIEC recommend updated compliance documentation be obtained from service providers at least once a year, but obtaining this information can be a long and arduous task.

In order to address the need for quick and accurate data, SWBC has selected premier products and partnered with Digital Compliance, a national company headquartered in Montana, to provide instant access to the documents clients need to comply with federal examiners' vendor management guidelines.

Some of the benefits of this exclusive service include:
  • The ability to view, download, and/or print SWBC compliance documentation 24 hours a day, 7 days a week, via a secure login.
  • Rapid response to regulators' requests, by eliminating the need to wait for compliance documentation from SWBC.
  • Accurate compliance documentation, with automatic email alerts as updates become available.
Ease the burden of collecting compliance documentation
Take advantage of this fast and easy method of obtaining your vendor compliance documentation to make meeting regulatory requirements easier than ever. For more information, please call David Perez at 1-800-527-0066 or email swbcinfo@swbc.com to learn more.

Please click here for compliance access.